Check your settings below and select the cookies you’re happy with.

Strictly Necessary Cookies

These cookies are necessary for the website to function and cannot be switched off in our systems. They are usually only set in response to actions made by you which amount to a request for services, such as setting your privacy preferences, logging in or filling in forms. You can set your browser to block or alert you about these cookies, but some parts of the site will not then work. These cookies do not store any information which allows us to identify you unless you are logged into your account.

Performance Cookies

These cookies allow us to count visits and traffic sources so we can measure and improve the performance of our site. They help us to know which pages are the most and least popular and see how visitors move around the site. All information these cookies collect is aggregated and therefore anonymous. If you do not allow these cookies we will not know when you have visited our site and will not be able to monitor its performance.

Functional Cookies

These cookies enable the website to provide enhanced functionality and personalisation. They may be set by us or by third party providers whose services we have added to our pages. If you do not allow these cookies then some or all of these services may not function properly.

Targeting Cookies

These cookies may be set through our site by our advertising partners. They may be used by those companies to build a profile of your interests and show you relevant adverts on other sites. They do not store directly information which allows us to identify you personally but are based on uniquely identifying your browser and internet device. If you do not allow these cookies, you will experience less targeted advertising.

Find out more about www.allaboutcookies.org or view our cookie policy.

Skip to main content

Home
FCA Handbook
Search Results

Related provisions for MCOB 11.4.2

1 - 9 of 9 items.

MCOB 4.1.2R26/04/2014

This table belongs to MCOB 4.1.1 R

(1) Category of firm	(2) Applicable section
mortgage lender	except in relation to lifetime mortgages:6MCOB 4.1 to MCOB 4.4A, 4.6A, MCOB 4.8A in accordance with MCOB 4.1.2A R and 6MCOB 4.94 6 6 4 3
mortgage adviser	except in relation to lifetime mortgages:6whole chapter exceptMCOB 4.104
mortgage arranger	except in relation to lifetime mortgages:6whole chapter except 6MCOB 4.7A6 and MCOB 4.104
4 home purchase provider	MCOB 4.1, MCOB 4.2 and MCOB 4.10 (except MCOB 4.10.5 G to MCOB 4.10.7 G). MCOB 4.4A and MCOB 4.8A in accordance with MCOB 4.1.2B R and MCOB 4.10.6 6
4 home purchase adviser	MCOB 4.1, MCOB 4.2, MCOB 4.5, MCOB 4.6 and MCOB 4.10. MCOB 4.4A, MCOB 4.7A and MCOB 4.8A6 in accordance with MCOB 4.10 6
4 home purchase arranger	As for a home purchase adviser except MCOB 4.10.5A R to MCOB 4.10.9A R, MCOB 4.10.13 R and MCOB 4.7A do not apply 6
equity release provider equity release adviser equity release arranger 6 6	see 6MCOB 8.36for the application of this chapter5
5 SRB adviser	MCOB 4.1, MCOB 4.2, MCOB 4.5, MCOB 4.6 and MCOB 4.11
5 SRB arranger	MCOB 4.1, MCOB 4.2, MCOB 4.5, MCOB 4.6 and MCOB 4.11
5 SRB agreement provider	MCOB 4.1, MCOB 4.2 and MCOB 4.11

MCOB 5.1.2R30/06/2010

This table belongs to MCOB 5.1.1 R

(1) Category of firm	(2) Applicable section
mortgage lender mortgage adviser mortgage arranger	whole chapter except MCOB 5.82
2 home purchase provider home purchase adviser home purchase arranger	MCOB 5.1.1 R to MCOB 5.1.3 R, MCOB 5.1.6 R to MCOB 5.1.8 G, MCOB 5.2, MCOB 5.3 and MCOB 5.8. MCOB 5.5 and MCOB 5.6 in accordance with MCOB 5.8
2 reversion provider reversion adviser reversion arranger	see MCOB 9.3 for the application of this chapter
3 SRB adviser	MCOB 5.1.1 R to MCOB 5.1.3 R, MCOB 5.2 and MCOB 5.9 4
3 SRB agreement provider	MCOB 5.1.1 R to MCOB 5.1.3 R, 4MCOB 5.2,MCOB 5.9.1 R to MCOB 5.9.2 R (including MCOB 5.9.1A G to MCOB 5.9.1F R), MCOB 5.9.6 R and MCOB 5.9.7G4
3 SRB arranger	MCOB 5.1.1 R to MCOB 5.1.3R, MCOB 5.2 and MCOB 5.94 4

MCOB 7.1.2R30/06/2010

This table belongs to MCOB 7.1.1R

(1) Category of firm	(2) Applicable section
mortgage lender	whole chapter except MCOB 7.82
mortgage administrator	MCOB 7.1 - MCOB 7.32and MCOB 7.5 - MCOB 7.7. 2
mortgage adviser and mortgage arranger	MCOB 7.1 - MCOB 7.32and MCOB 7.6.7 R - MCOB 7.7.4 R 2
2 home purchase provider	MCOB 7.1.1 R to MCOB 7.1.4 R, MCOB 7.2, MCOB 7.3 and MCOB 7.8
2 home purchase administrator	As for a home purchase provider except MCOB 7.8.1 R and MCOB 7.8.2 G do not apply
2 home purchase adviser and home purchase arranger	MCOB 7.1.1 R to MCOB 7.1.4 R, MCOB 7.2 and MCOB 7.8.7 G
2 reversion provider reversion administrator reversion adviser reversion arranger	see MCOB 9.6 for the application of this chapter
3 SRB administrator	MCOB 7.9
3 SRB agreement provider	MCOB 7.1 to MCOB 7.3 and MCOB 7.9

MCOB 6.1.2R30/06/2010

This table belongs to MCOB 6.1.1R

(1) Category of firm	(2) Applicable section
mortgage lender	whole chapter except MCOB 6.83
3 home purchase provider	MCOB 6.1 (except MCOB 6.1.6 G), MCOB 6.2 and MCOB 6.8
reversion provider	see MCOB 9.5 for the application of this chapter
4 SRB agreement provider	MCOB 6.1.1 R to MCOB 6.1.3 R, MCOB 6.1.5 R, MCOB 6.2, MCOB 6.3 and MCOB 6.9

MCOB 12.1.2R01/07/2009

This table belongs to MCOB 12.1.1 R

(1) Category of firm	(2) Applicable section
mortgage lender	whole chapter except MCOB 12.1.6 R and MCOB 12.71
mortgage adviser mortgage arranger	MCOB 12.1 (except MCOB 12.1.6 R)1, MCOB 12.2 and MCOB 12.5.2 R
mortgage administrator a firm that was a mortgage lender or mortgage administrator before the sale of a repossessed property	MCOB 12.1 (except MCOB 12.1.6 R)1, MCOB 12.2, MCOB 12.4 and MCOB 12.5.2 R
1 home purchase provider home purchase adviser home purchase arranger home purchase administrator a firm that was a home purchase provider or home purchase administrator before the sale of a repossessed property	MCOB 12.1.1 R to MCOB 12.1.3 Rand MCOB 12.7
2 regulated sale and rent back firm	MCOB 12.1.1 R to MCOB 12.1.3 R, MCOB 12.2.1 G and MCOB 12.5
1 reversion provider	MCOB 12.1, MCOB 12.2 and MCOB 12.5.1 R to MCOB 12.5.3 G
1 reversion adviser reversion arranger reversion administrator a firm that was a reversion provider or reversion administrator before the termination of a home reversion plan	MCOB 12.1, MCOB 12.2, MCOB 12.5.2 R and MCOB 12.5.3 G

MCOB 2.1.2R01/04/2016

This table belongs to MCOB 2.1.1 R

(1) Category of firm	(2) Applicable section
mortgage lender 5	whole chapter except 5MCOB 2.6A.1 R to MCOB 2.6A.18 G5 and MCOB 2.8.6 G1 6
5 mortgage administrator mortgage adviser mortgage arranger	As for a mortgage lender, except that MCOB 2.6A.-1 R does not apply.
1 home purchase provider	MCOB 2.1,, MCOB 2.5 to5MCOB 2.6, MCOB 2.6A.1 R to MCOB 2.6A.4 G, MCOB 2.6A.7 G to MCOB 2.6A.10 G, MCOB 2.7.4 R to MCOB 2.7.6 R, MCOB 2.7A2, 7MCOB 2.8.6 G and MCOB 2.97 6 5
1 home purchase administrator	As for a home purchase provider but MCOB 2.6A.1 R to MCOB 2.6A.4 G and MCOB 2.6A.7 G do not apply
1 home purchase adviser home purchase arranger	As for a home purchase provider but MCOB 2.6A does not apply
1 reversion provider	whole chapter except MCOB 2.6A.7 G, MCOB 2.7.4 R to MCOB 2.7.6 R and MCOB 2.8.6 G 6
1 reversion administrator reversion arranger	As for a reversion provider but the relevant provisions of MCOB 2.6A apply only when arranging for a home reversion plan to be entered into by a reversion occupier with, or administering a home reversion plan provided by, an unauthorised reversion provider.
1 reversion adviser	As for a reversion provider but MCOB 2.6A does not apply
4 SRB administrator	MCOB 2.1, MCOB 2.5 to5MCOB 2.6, MCOB 2.6A.5BR (5), MCOB 2.6A.8 R to MCOB 2.6A.11 G, MCOB 2.6A.17A R, MCOB 2.6A.18 G, MCOB 2.7.1 G to MCOB 2.7.5 R, MCOB 2.7A, MCOB 2.8.1 G to MCOB 2.8.5 G and MCOB 2.97. 6 5
3 SRB adviser	Whole chapter except MCOB 2.6A.5 R, MCOB 2.6A.7 G, MCOB 2.6A.17 R and MCOB 2.8.6 G.4 4 6
3 SRB agreement provider	Whole chapter except MCOB 2.6A.5 R, MCOB 2.6A.7 G, MCOB 2.6A.17 R, MCOB 2.6A.17A R, MCOB 2.6A.18 G and MCOB 2.8.6 G.4 4 6
4 SRB arranger	Whole chapter except MCOB 2.6A.5 R, MCOB 2.6A.7 G, MCOB 2.6A.17 R and MCOB 2.8.6 G.4 6
a firm that communicates or approves a financial promotion of qualifying credit or of a home reversion plan 1 1	MCOB 2.5, MCOB 2.6, MCOB 2.7 (except, when the financial promotion relates to a home reversion plan, MCOB 2.7.4 R to MCOB 2.7.6 R), MCOB 2.7A2,7MCOB 2.8 (except MCOB 2.8.6 G)1 and MCOB 2.97
1a firm that communicates or approves a financial promotion of a home purchase plan	MCOB 2.5, MCOB 2.6, MCOB 2.7, MCOB 2.7A2,7MCOB 2.8.6 G and MCOB 2.97 6

MCOB 13.1.2R06/04/2007

Table: This table belongs to MCOB 13.1.1 R

(1) Category of firm	(2) Applicable section
mortgage lender, and a firm that was a mortgage lender before the sale of a repossessed property	MCOB 13.1-MCOB 13.3, except for MCOB 13.3.9 R to MCOB 13.3.11 G1 1
mortgage administrator, and a firm that was a mortgage administrator before the sale of a repossessed property	whole chapter except for MCOB 13.81
1 home purchase provider, and a firm that was a home purchase provider before the sale of a repossessed property	As for a mortgage lender
1 home purchase administrator, and a firm that was a home purchase administrator before the sale of a repossessed property	As for a mortgage lender, plus: MCOB 13.6 and MCOB 13.8; and MCOB 13.4 and MCOB 13.5 in accordance with MCOB 13.8